Licensee & Agent Independent Review Guidebook/Workbook

As a Money Service Business, you are required to periodically perform an independent review of your Bank Secrecy Act (BSA) compliance program. Independent, however, does not mean that you need to go out and hire expensive CPA's, lawyers, or consultants. (The regulations merely require that the reviewer not be the designated compliance officer and/or report directly to the compliance officer.) The cost of BSA compliance has been skyrocketing and the NMTA wants to put an end to that!

Now, by using the NMTA Independent Review Checklist/Guidebook, your legal BSA requirement can easily be performed by someone within your company!

The Self-Audit Guidebook/Checklist explains every complex audit question in the simplest of terms. Guidance for major topics, such as FinCEN registration and Suspicious Activity Reporting requirements, for example, is included. Audit answers can be recorded along with each question right in the Guidebook, so when you complete your audit, you'll have a finished product to present to your Licensee, your Banker, or a Regulatory Examiner.

The NMTA can also provide a review of your audit results and can assist you with drafting a custom BSA Compliance Program Manual.
 

* Not a downloadable product. Please allow 10 days for shipping and handling.